woensdag 1 september 2010

An Offer They Could Not Refuse - Italian American Ethnicity in American Culture



 “The way some people link every Italian to the Mafia in a half joking way does not bother me. Actually, the Mafia has always been considered glamorous. I don’t know why people find bullies that glamorous, yet it seems to be an unending source of fascination to Americans. Some things have reached a level of the classic.”

-          Frank Stella, artist, Growing Up Italian [i]  -




An Offer They Could Not Refuse - Italian American Ethnicity in American Culture


Few ethnic groups have had a more dominant and lasting impact on American culture than the Italian Americans. The United States itself is in its entirety a product of immigration and from the very first colonist to the current immigrants arriving in the US, almost every American has recent roots in immigration. It should come as no surprise then, that the initial streams of immigrants, such as those from Italy, combined with all the other ethnic influences over the years, created an entirely new forms of ethnicity, that still exist to this day. These new ethnicities, such as the Italian American one, however, faced numerous obstacles and challenges throughout their existence. Italian Americans have had to struggle against discrimination and the ever present link to the Mafia.   
            In this paper I will investigate the subject of Italian American ethnicity in the United States and how it is represented in popular culture. Principally I will attempt to establish an general overview of the creation and development of the Italian American ethnicity through literature. From this I will examine the representations of the Italian Americans in American popular culture. In doing this, I will primarily focus on the quintessential pieces of Italian American cinema, The Godfather trilogy, and television, The Sopranos. By comparing and contrasting the two, I will endeavor the come to an analysis of how Italian Americans are represented in these aspects of American media and whether or not this image has changed significantly in  the years that passed between the two productions.
            The bond between Italy and “the New World” has always been a close one. Primarily, there is of course Christopher Columbus, who became a hero after discovering America. Besides Columbus, there were several prominent Italian explorers who, according to La Storia authors Mangione and Morreale, created enough excitement in their homeland to become a major subliminal force in initiating the mass migration towards the United States in the nineteenth century.[ii] From the moment America became colonized, there was a small but steady stream of Italian colonists. It is estimated that approximately twelve thousand Italians came to America between the founding of the American Republic in 1783 and the establishment of modern Italy in 1871, a relatively small number when compared to the 1.5 million German and 2 million Irish migrants between 1820 and 1860. The Italian group scattered throughout the land and was made up mostly of tradesmen, artists, teachers and political refugees who had the intention of staying in America.[iii] Up until the mass migration, cultivated Americans generally considered the Italian migrants as a civilizing influence on a society that still very much relied on Europe for cultural guidance. [iv]
            It was the aforementioned unification of Italian states into one country that drastically changed the situation. This unification led to a period of great civil unrest, as many Italians, most notably the Sicilians, refused to subject themselves to the new central authority. Italy was a land divided, as evidenced in the 1870 statement of an Italian statesman: “although we have made Italy, we have yet to make Italians.”[v] And indeed, from 1880 and onward, one of the greatest migration streams in the history of the world took place, reducing Italy’s total population by one third. The most common reason for the move to America was simply economic survival and the inability of the impoverished population to feel any allegiance to the new Italian regime.[vi] To really grasp the position of the poor Italian peasant one should consider Booker T. Washington’s quote: “The Negro is not the man farthest down. The condition of the colored farmer in the most backward parts of the Southern States in America, even where he has the least education and the least encouragement, is incomparably better than the condition and opportunities of the agricultural population in Sicily.”[vii] By 1930, more than 4,5 million Italians had entered the United States, a number that would have been doubled had it not been for the 1924 American immigration laws, aimed to keep out immigrants from Eastern and Western Europe, and the newly established fascist regime in Italy, which prohibited almost all migration from Italy. [viii] As one might expect, the post 1880 migrants received a rather different welcome than their predecessors. The contrast with the earlier wave of Italians was enormous, as most these mass-migrants were not the educated adventurers, artists and scholars, but uneducated, poor Northern Italians, with little to no skills. They were described as “foreign looking,” and were looked down upon even by their Southern fellow Italian Americans, a situation that already existed in the “Old Country.” The sheer number of new Italian-Americans also rubbed the earlier German and Irish migrants the wrong way, as they feared for their own economic welfare.[ix] The new conclusion was that the Southern Italians, especially the Sicilians, “were an undesirable lot, who had neither the wish nor the capacity to assimilate into the American population.”[x]
As with almost all of ethnicities in America, Italian American roots cannot be viewed without the cultural impact of migration and the strain it puts onto new cultures always in the back of our minds. In the article ““Literary Acculturation: What makes Ethnic Literature “Ethnic”,” Berdt Osentdorf opens with the statement that “the very act of emigration forces a disintegration of self, culture and society, and its subsectors. The self is pushed into marginality, and has to deal, from a situation of reduced political participation, with two cultures in a stratified social relationship which assigns to his old heritage the role of subculture within an alien dominant context.”[xi] The description illustrated the struggle that all emigrants have to face in order to establish their culture in a new environment. In this case American society was the “new social area,” in which people had to adjust to an entirely new set of social and cultural circumstances.[xii] Ostendorf himself mentions that this model offers a somewhat simplified view on a culture before leaving the homeland, as if “prior to migration the self was peacefully integrated in culture and society.”[xiii] A valid point and especially relevant in Italy’s case, where, as we have seen, there was no one national identity. Actually, Italian culture appears to have been in crisis even before the great migration. In Feeling Italian Thomas J. Ferraro delves deeper into this subject, as he tackles the idea “feeling Italian in America.” The mass migrated peasants thought of themselves not as Italians, but in terms of the particular family they belonged to, the town they came from or perhaps the area in which all spoke the same dialect. Italy, the new nation that had just been formed, and its government “they distrusted, even despised.”[xiv] It was, in fact, the move to America that started to create an Italian identity for these people, an Italian American identity. It was not until they were confronted with the suspicion and racism of the settled Americans that they started to think of themselves as a unit. Ferraro describes it as Italian-like feelings that were turned into the feeling of being an Italian. “A historical dialectic of representation and self-representation, yes, but it was lived in the blood, the flesh, the soul.”[xv]
            It is not surprising then that Ostendorf argues that “ethnicity is a conflict term,” which involves a battle between different cultural groups in a new social arena. And the key to creating and retaining this new ethnicity lies in striving towards hegemony, or “cultural and political self-determination and self-authentification.”[xvi] This of course leads us to the subject of ethnic art and literature, which is used to assert a sense of self-worth in a new group of people and to actually bind them with a common feeling of a shared culture. Ferraro quotes author and literary and music critic Albert Murray: “Art provides mankind with a definition of itself, its circumstances, its situation, its condition, and also its possibilities. That is what I think stories and poems are about. It is what paintings and sculptural forms are about. It is what music is about—which after all is nothing more if not a soundtrack to which we choreograph our daily activities.”[xvii] Here we see described the importance of art in migrated group of people. An importance maybe even more relevant in the case of the Italian American population, as their new ethnicity had to actually mend the broken up cultural relation that already existed in Italy and successfully combine it with the new challenges the New World offered the new Italian American community. No wonder then that, according to Ostendorf, immigrant literature tends to focus on what he call the “strain of ethnification,” or on the “disjunction of the old and simultaneously on the search for a new integration of artistic self.” The term most appropriate in this case is “creolization,” the practice of constantly assimilating, adding or disposing fragments of old and new culture. [xviii]
            The process of Italian American creolization can be observed very well in their migrant literature. The result of the fact that it was not the Italian cultural elite that came over to America was that the first bibliography of Italian American writers, composed in 1949, contained only 59 writers on a population of nearly five million.[xix] The early mass immigrants, most of whom did not know how to write or read, relied on traditional storytelling to relate stories of their homeland. Early novelists copied this style, still wrote in Italian and mostly focused on stories of “courtly romances and fantasies.” Most early novels, provided an image that American readers wanted to read, not an realistic portrayal of Italian immigrants. [xx] This again seems to fit in with Ostendorf’s theories on ethnification, in the sense that he argues that “the act of migration causes people to withdrawal into a traditional, often conservative auto stereotype.” The new Italian Americans held on to their cultural legacy, which all of a sudden was more relevant and present than it was before the migration, and were very conservative and traditional in their literary tastes.[xxi] The aforementioned “strain of ethnification” started to really show in the so called “second generation” of Italian American writers. These writers started to use English in their work and focused more on hardship their community faced in everyday life. Famous authors from this period were the poet Pascal D’Angelo,  Pietro DiDonato, Constantine Panuzio and Emanuel Carnevali.  D’Angelo wrote Son of Italy (1924) about his struggle to turn from a ditch digger into a poet. The  theme of entering America and facing new challenges for survival became the primary subject one in early Italian-American literature.[xxii]  Panuzio wrote Soul of an Immigrant (1921), an autobiography in which his initial hatred for American society changes in a positive outlook on it, aiming to teach readers the value of self improvement.[xxiii] Most authors, though, spoke of their ambivalent feelings towards both Italy and America. An example is “In America” by Carnevali:
“…everything / Is bigger, but less majestic… / Italy is a little family: / America is an orphan
Independent and arrogant, / Crazy and sublime, / Without tradition to guide her,
Rushing headlong in a mad run which she calls / Progress.” [xxiv]
As Ostendorf writes, there are three forms of immigrant and ethnic literature. First, there is the literature for immigrants and ethnic groups written from the point of view of the old culture. Then there is literature that evolves from the experiences the ethnic group has in America, which appeals to both the groups in question and to a larger audience. Both forms have been discussed above, but is in the third form that we find the real trouble. Namely in the “literature about immigrants and ethnics written from the point of view (actual or implied) of the dominant culture.”[xxv] It was in this literature, and mostly media later on, that stereotypes were established, based on the prejudices people had about Italian Americans the day they set foot in America. It is this last form of literature that has probably shaped the current image of Italian American culture the general public has the most.
                  In the last decades it has arguably been popular culture, and especially television and cinema, which have taken over the identity shaping role literature had in earlier years. Italian Americans take up a prominent role in both media, but in a rather limited capacity. In these media Italian American usually means Mafia, wise guys or street thug. In cinema the examples are numerous, but the main source of an Italian American identity in cinema can only be found by looking at Francis Ford Coppola’s iconic The Godfather (1972). The first thing one should notice is the fact that even though Coppola is an Italian American, he is far from the street wise, though guy he would feature in his movie. Coppola did not come from a working class background, but from well to do family of intellectuals and artists. Born in 1939 in Detroit, he attended UCLA film school and was educated in an intellectual and academic climate. [xxvi] In a way, this actually places Coppola squarely in Ostendorf’s third category of ethnic literature; literature about ethnics written from the point of view of the dominant culture. Even though Coppola is an Italian American, he is completely detached from the actual immigrant culture he shows us. He is part of the same age old separation in Italian heritage that all Italians experienced back in Italy, that of the hard working, uneducated peasant versus the intellectual Italians, who both looked down on each other. And as was noted, this was indeed where problems began to arise. From the moment the film was in production organizations such as the Italian American Civil Right League criticized it for creating a denigrating image of Italians Americans. In a compromise, Coppola removed all mentions of the terms “Mafia” and “Cosa Nostra,” fooling absolutely no one.[xxvii]
            A big point of criticism about The Godfather is the fact that Coppola, and writer of the original novel Mario Puzo, managed to make sympathetic characters out of vicious criminals. This is done, one critic argues, by avoiding basic truths. The sympathy for the characters is created by distorting reality. Don Corleone is portrayed as a ruthless, but honest man, who would never double cross anyone and who refused to go into the drug trafficking business; an image in direct contrast to the actual Mafia leaders of 1930’s, who would not have shown such qualms.  Don Corleone is represented as a good family man, an “Italian American Papa.” He kills and maims only to protect the ones he loves and in the name of family virtue. The Sicilians in the movie are strong family men, whereas outsiders were not. In a time were traditional family values started to disintegrate the movie going public cheered a man who would do anything for his family. [xxviii] The distortion does not stop there though. In the movie it is the non-Italian who marries Corleone’s widowed daughter who cannot handle his wife in a way that Sicilian women are apparently accustomed to in the cliché view world of Coppola. In his relation with the Don, US senator Gerry is actually the corrupt one. Even Michael Corleone’s academic education and heroic service in the US army during World War 2 cannot suppress his Sicilian genes, when the time comes to seek savage revenge for the sake of his family.[xxix]
            Though it is easy to see how Coppola distorted reality in order to create sympathy for his mobster family, it is also perfectly understandable why The Godfather gained such an enormous popularity, amongst Italian Americans and other ethnicities alike. Up to the 1960’s, Italian Americans were thought of as exemplifying the theory of upward social mobility: “success of a group is actually a function of its members breaking away from that group.” It were traditional Italian American values, their “clannishness” and reluctance to participate in mainstream society, that held back their ascent on the social ladder. In comparison to other new successful ethnicities in America, Italian Americans were “blue collar,” but never anything more. Success stories were always individual successes (Frank Sinatra).[xxx] This was a trauma reaching back to the Old Country, where, as we discussed earlier, most peasants lived under extremely impoverished circumstances. What The Godfather did, however, was create an Italian American family organization that was successful and respected in the business world. According to The Godfather, the Sicilian family mentality was the secret to a successful criminal organization and the Italian Americans no longer formed the insignificant industrial underbelly of America, but were the “capitalist nation’s underground brain trust.”[xxxi]
            Vera Dika expands this idea, by quoting from Frederic Jameson’s “Reification and Utopia in Mass Culture: “…all contemporary works of arts – whether those of high culture and modernism or of mass culture – have as their underlying impulse – albeit in what is often distorted and repressed unconscious form – our deepest fantasies about the nature of social life, both as we live it now, and as we feel in our bones it ought rather be lived.” After the social unrest of the 1960’s and the war in Vietnam, The Godfather presented the illusion of family unity, and justified violence by an organized group, sometimes against the perceived unjust government.[xxxii]        
            Next to the stereotypical Mafia connection and family ties, The Godfather gave the Italian Americans a new representation of themselves. Over the years the film representation of the Italian American male had been that of “a man of excessive passion for sex or violence, the dumb fool, stumbling over his words and often getting a laugh.” [xxxiii]The social rules of behavior for the Southern Italian male, however, were much closer to the way Vito and Michael Corleone acted. The real Southern Italian man is “a creature of control, a man of pantience, a man who holds his body erect, but composed, his face impassive, and who plans, waits and then acts.” This Sicilian level of machismo is not a notion of shallowness of character but actually a way to focus and direct their passion, resulting in power. Vito and Michael, who both adhere to this code, are successful, while the oldest son, Sonny, fails to control his anger and passion, leading to his downfall. In its own way, The Godfather defined the limits of Italian American masculinity for entire generations watching the movie.[xxxiv]
            If The Godfather defined Italian American ethnicity in 1972, the HBO hit series The Sopranos (1999) showed how this ethnicity was absorbed into daily life. It deals with mobster Tony Sopranos tendency towards depression and his interaction with his family and his “family.” A recurring theme is that of Tony being unable to deal with combining his traditional Italian American values with everyday life in America. In the first episode he confesses to his therapist a feeling of “coming in too late, at the end, when the best of the American Dream is over.” Creator David Chase mentioned that the show’s original joke was “life in America had become so selfish that even a mobster can’t stand it anymore and needs therapy.”[xxxv]
Tony Soprano views himself as a traditionalist and a true Italian American. When the issue of whether or not it is politically correct to view Columbus as a hero is raised in the episode “Christopher,” Tony, his inner circle, and especially his right hand man Silvio Dante express moral outrage over the fact that people would treat Columbus as anything other than a saint. “In this house Christopher Columbus is a fucking hero!” Tony exclaims to his son when he makes a remark about the situation. [xxxvi] His traditional sense of family also seems to come directly from The Godfather. On the one hand Tony, would do anything for his children, but on the other he cheats on his wife every chance he gets. Tony is also often heard saying: “Whatever happened to Gary Cooper? You know, the strong silent type.” Here we see his inability to combine his traditional Godfather inspired machismo behavior with contemporary life. [xxxvii] 
            Another strong statement about Italian American ethnicity in America can be found in the episode “Commendatori,” in which Tony, Christopher and Paulie travel to Italy, in order to do business with an affiliated family. Their initial enthusiasm about visiting the “Old Country” quickly turns into disappointment. Especially Paulie, who throughout the series is known for being extremely proud of his Italian heritage, encounters feelings of estrangement similar to those of the early migrants. Sculptor Attilio Piccirilli said in 1938: “I have been an American for so long – fifty years – that I often forget that I was born in Italy. (…) Once I went back to my native city and planned to stay there for a year or more. (…) What did I find? I was a foreigner in Italy. I could speak the language of course, but I couldn’t think Italian.”[xxxviii]  Paulie tries to communicate with the local population, and talks with a prostitute about how both their ancestors probably came from the same village, but is met with complete disinterest every time. Even their colleagues express disdain for them, exclaiming, after Paulie asks for ketchup with his spaghetti, “and you thought the Germans were classless pieces of shit.” [xxxix]  This situation underlines the aforementioned detachment the Italian Americans experienced. There was no one Italian culture in their homeland, so they created one in America. This Italian American ethnicity, however, is unrecognizable to such an extent that Italians and Italian American have almost nothing in common.
            Something that one immediately notices when watching The Sopranos is the way in which the characters in the series are themselves influenced by The Godfather. Tony and his friends discuss the movies extensively, quoting famous lines and comparing favorite scenes. Throughout the series there are many references to Godfather scenes, such as a dream sequence in which Tony enters the bathroom of a restaurant looking for the gun hidden behind the toilet. He finds nothing, while Michael Corleone found the weapon there, and proceeded to take his revenge. It casually shows the way Italian American ethnicity and masculinity was shaped by The Godfather. A small example of this it the often told anecdote concerning The Godfather claiming that mobster did not use the term “godfather” and did not kiss each other on the cheek before they saw it done in the movie. [xl]
            In the end, we see that it was actually the transition to America that created a sense of being Italian amongst the immigrants. Italian American ethnicity was created through ethnic literature and pop culture. The Godfather provided a new sort of stereotype and something of a role model for the Italian American population and did so along the lines of several of Ostendorf’s theories on ethnicity. The Godfather was created by and for Italian Americans, but, in a way also by and for outsiders. The film focuses on perceived traditional values, but also contains the “strain of ethnification.” The discussion on whether or not this was a positive development remains, as the new image was created by glamorizing negative Italian stereotypes but also created a strong sense pride and accomplishment amongst people who traditionally were in the lowest class of society, both in Italy and America. That the movie had an enormous impact on the Italian American ethnicity cannot be denied either way though, as we have seen in the analysis of The Sopranos. This series showed how Italian American incorporated The Godfather’s ethnicity in their lives and how they did or did not incorporate it in American everyday life.


Bibliography

            Boelhower, William and Rocco Pallone ed. Adjusting Sites: New Essays In Italian American Studies. New York: Forum Italicum. 1999.
Browne, Nick ed. Francis Ford Coppola’s Godfather Trilogy. Cambridge: Cambridge University Press. 2000.
Chase, David. “Christopher.” The Sopranos. Season 4, Episode 3. HBO. 2002.
Chase, David. “Commendatori.” The Sopranos. Season 2, Episode 4. HBO 2000.
Chase, David. “Pilot.” The Sopranos. Season 1, Episode 1. HBO. 1999.
Ferraro, Thomas J. Feeling Italian: The Art Of Ethnicity In America. New York: New York University Press. 2005.
Mangione, Jerre and Ben Morreale. La Storia: Five Centuries Of The Italian American Experience. New York. HarperCollins Publishing. 1992.
Marazzi, Martino. Voices of Italian America: A History Of Early American Literature With A Critical Anthology. Cranbury: Associated University Press. 2004.\
Martin, Brett.  Sopranos The Book: The Complete Collector’s Edition. New York, Time Inc Home Entertainment. 2007.
Ostendorf, Berndt. “Literary Acculturation: What Makes Ethnic Literature “Ethnic”” in Callaloo: No. 25, Recent Essays from Europe: A Special Issue.  John Hopkins University Press. Autumn. 1985. P. 577-586.
Yacowar, Maurica. The Sopranos On The Couch: Analyzing Television’s Greatest Series. New York: Continuum. 2003.




[i]Vera Dika, “The Representation of Ethnicity in The Godfather” in Francis Ford Coppola’s The Godfather Trilogy, (Cambridge: Cambridge University Press, 2000, p. 76-108) p. 76.
[ii] Jerre Mangione and Ben Morreale, La Storia: Five Centuries of the Italian American Experience, (New York: HarperCollins Publishing, 1992, p. 3-4.
[iii] Ibid., p. 8-14.
[iv] Ibid., p 25.
[v] Ibid., p 32.
[vi] Ibid., p.32
[vii] Ibid., p. xv.
[viii]  Ibid., 33-34.
[ix] Ibid., p. 26-27.
[x] Ibid., p. 27.
[xi] Berndt Ostendorf, “Literary Acculturation: What Makes Ethnic Literature “Ethnic”” in Callaloo No. 25, Recent Essays from Europe: A Special Issue, ( John Hopkins University Press, Autumn 1985, p. 577-586) p. 577.
[xii] Ibid., p. 577.
[xiii] Ibid., p. 577.
[xiv] Thomas J. Ferraro, Feeling Italian: the Art of Ethnicity in America, (New York: New York University Press, 2005) p. 3.
[xv] Ibid. p. 3-4.
[xvi] Ostendorf, “Literary Acculturation: What Makes Ethnic Literature “Ethnic”,” p. 579.
[xvii] Ferraro, Feeling Italian: the Art of Ethnicity in America, p. 205.
[xviii] Ostendorf, “Literary Acculturation: What Makes Ethnic Literature “Ethnic”,” p. 577.
[xix] Mangione, La Storia, p.354.
[xx] Martino Marazzi, Voices of Italian America: a History of Early American Literature with a Critical Anthology, (Cranbury: Associated University Press, 2004) p. 22-25.
[xxi] Ostendorf, “Literary Acculturation: What Makes Ethnic Literature “Ethnic”,” p. 581
[xxii] Fred L. Gardaphé, “You Are What You Read: In Search of Italian-American Writers” in Adjusting Sites: New Essays in Italian American Studies, (New York: Forum Italicum, 1999, p.113-124) p. 116.
[xxiii] Marazzi, Voices of Italian America, p. 45.
[xxiv] Mangione, La Storia, p. 361.
[xxv] Ostendorf, “Literary Acculturation: What Makes Ethnic Literature “Ethnic”,” p. 583.
[xxvi] Mangione, La Storia, p. 410-411.
[xxvii]  Ibid.,  p. 412-413..
[xxviii] Ibid. p. 412-413.
[xxix] Ibid., p. 413-414.
[xxx] Ferraro, Feeling Italian: the Art of Ethnicity in America, p. 107-108.
[xxxi] Ibid., p. 108-109.
[xxxii] Dika, “The Representation of Ethnicity in The Godfather”, p. 77-79.
[xxxiii] Ibid., p. 88-89.
[xxxiv] Ibid., p.89.
[xxxv]Maurica Yacowar, The Sopranos On The Couch: Analyzing Television’s Greatest Series, (New York: Continuum, 2003) p. 13-14.
[xxxvi] David Chase, “Christopher,” The Sopranos (Season 4, Episode 3, HBO 2002).
[xxxvii] David Chase, “Pilot,” The Sopranos (Season 1, Episode 1, HBO, 1999).
[xxxviii] Mangione, La Storia, p. 23.
[xxxix] David Chase, “Commendatori,” The Sopranos (Season 2, Episode 4, HBO 2000).
[xl] Brett Martin, Sopranos The Book: The Complete Collector’s Edition, (New York, Time Inc Home Entertainment, 2007) p. 34-35.

An American Poet - The Beat of Jim Morrison

"Indians scattered on dawn's highway bleeding
Ghosts crowd the young child's fragile eggshell mind.
[...]
Indian, Indian what did you die for?

Indian says,                  nothing at all."




An American Poet - The Beat of Jim Morrison




 Few artists have achieved a more legendary status than Jim Morrison. In his short life (1944-1971) he managed to become a musical superstar and a sex symbol, and the success and popularity of his band, The Doors, rivaled that of The Beatles and The Rolling Stones. To the iconic lead singer, however, his success was somewhat bitter sweet as he considered himself a poet first and foremost. From an early age Morrison displayed a keen intellectual sense and an interest in and understanding of classical poetry. His poetic inspiration is noticeable throughout the entire Doors repertoire, but was also expressed in a more traditional sense.  Growing up in the time and place that he did, the sixties in California, it would have almost been impossible for Jim Morrison not to be influenced by the leading artistic figures around him. It is often said that Jack Kerouac’s On The Road had a tremendous influence on the young Jim, and that he longed to emulate the lifestyle that Kerouac described. Poets like Allen Ginsberg and Michael McClure also played a part in his development as a poet, with the latter becoming somewhat of a mentor and friend to Morrison.  
In this paper I would like to argue that Jim Morrison’s work, both in poetry and music was very much an exponent of the Beat Generation. To investigate this matter I will observe the manner in which Jim Morrison was influenced by both the writers and the poets of the Beat Generation. I will do this by looking at the general themes of both the Beat Generation and Morrison’s work. Furthermore I will look at several personal aspects of Morrison in order to analyze whether his music and his poetry can be considered “typical” Beat writing.
To come to a comparison between Morrison’s work and the Beat Generation it would probably be necessary to delve deeper into both topics. To find a definition of the Beat Generation, however, is no easy task, as most of the Beats themselves did not agree with each other on what Beat exactly was (or if there even should be a definition). Edward Foster tries to find a compromise between the numerous opinions on what Beat was.  Initially, according to Jack Kerouac, Beat meant “mind-your-own-business,” as in “beat it.” Beat culture was “poor, down and out, deadbeat, sad sleeping in subways.”[1] John Clellon Holmes described it as “more than mere weariness, (implying) the feeling of being reduced to the bedrock of consciousness. In short, it means being undramatically pushed up against the wall of oneself.”[2] Later on, Kerouac also mentioned that Beat was derived from the Latin word “beatific.”[3]
The Beat Generation, as foster writes, was “the only rebellion around” and a genre of writing that was responsible for most powerful writing in American at that time. There were four major Beat writers, namely Williams S. Burroughs, Gregory Corso, Allen Ginsberg and Jack Kerouac. Attached to those four there were many Beat associated or Beat affected authors, such as Neal Cassidy, Herbert Huncke, Carl Solomon and John Clellon Holmes, who dealt with similar material and ideas but in a more conservative style.[4] The Beat scene, as it developed, strongly encouraged and influenced each other aesthetically. Most of the writers and poets shared a particular attitude, which was largely urban and Eastern in origin, and ideas about what they felt had gone wrong with America.[5]
And indeed, as Foster continues, one of the main reasons for the Beat genre to come into existence was that it was a reaction to the materialistic and conformist way of life in America in the 1940s. Foster explains that this way of life was an understandable response to economic depression, but also an atmosphere that felt very repressive to a lot of people.[6] According to Jack Kerouac, America had lost its Frontier spirit. American society no longer accepted the “excitable, intense, independent personalities,” which, according to him, were exemplified by frontier America. This decline of the Frontier Myth made the image of the traditional American hero into a juvenile delinquent and had eradicated Kerouac’s idea of America as “…invested with wild self-believing individuality.” With the rise of the Beats, however, Kerouac felt that the traditional America he valued was starting to emerge again.[7] It was because of this fight against the conformist nature of American society at that time that a person like Neil Cassidy served as a catalyst for Ginsberg and Kerouac. It was his distrust for convention, and his “wild self-believing individuality,” that Kerouac saw as American value and which later were turned into the character of Dean Moriarty in On The Road.[8]
            Now, after identifying the groundwork of the Beat Generation it would be necessary to look at the background of Jim Morrison and The Doors. Jim Morrison was born in 1943 in Melbourne, Florida, and was the son of a naval officer. Throughout his youth he moved from California, to Virginia, to Florida, and attended a variety of schools and colleges. Morrison is often described as a student of high intelligence and keen artistic and poetic sense. His strict upbringing and the fact that the family never really settled anywhere are often seen as the seeds for Morrison’s future spirit or rebellion and detachment from society.[9] In 1964 he moved to Los Angeles, California, where he completed the undergraduate program at the University of California Los Angeles’ film school. After graduating UCLA in 1965, Morrison lived at Venice Beach and it was in this period that he formed The Doors, with Ray Manzarak, John Densmore and Robby Krieger.[10]
            The Doors experienced a meteoric rise to popularity and mainstream success. Their 1967 debut album “The Doors” featured classics such as “Light My Fire,” “Break on Trough” and “The End,” and landed the number one spot in the charts. Morrison’s rock and roll behavior played a large part in the bands image. His excessive drinking and drug use, which only increased over the years, made him unpredictable, both on stage and in real life. Doors concerts often were very chaotic and Morrison seemed to take pleasure in trying to start riots and provoking the security and police officers present, both goals in which he succeeded several times. Morrison’s death in 1971, still unexplained but most likely due to a deadly combination of alcohol and heroin, has probably only cemented The Doors legendary status.[11]
In the article "Notes on the Enduring Popularity of a Signature Doors Song" Paul S. Wolfe explains the literary appeal of The Doors as a band and of their break out hit single "Break on Through." One aspect of the music of The Doors that set them apart from other popular bands with the same kind of commercial success, Wolfe explains, was the fact that they were considered to be a truly artistic band. Jim Morrison had often told people that he considered himself a poet first and foremost, and that The Doors was his way to get his poetic message across to people. The name The Doors, which was coined by Morrison, is a reference to a William Blake poem: “If the doors of perception were cleansed, everything would appear as it is, infinite.” The Doors of Perception was also the title of a study endorsing the use of drugs, which was written by writer and poet Aldous Huxley.[12] Morrison’s other artistic inspirations included several classic writers and philosophers, such as Nietzsche, Rimbaud, and Baudelaire.[13] This shows that, in essence, the band was something more than a typical commercial rock band. Next to the literary aspect there were also the themes of The Doors’ music that set them apart from other popular bands in their era. While The Doors are often associated with hippie culture and the peace and love movement, thematically they were actually quite the opposite of the typical sixties bands. And while The Doors was indeed a band that thrived on rebellion, theirs was not a peaceful one, but one of chaos and wild, expressive individuality. In fact, several facets of The Doors were more in tune with the Beat Generation and Kerouac’s aforementioned ideas of traditional American values.
One theme that is very present in both Kerouac’s and Morrison’s writings is death, and its implications. In his book Naked Angels, John Tytell attributes Kerouac’s fascination with death to the death of his brother Gerard, who had died at age of four from a rheumatic heart condition. Gerard’s sickbed had been long and painful, and had a traumatic effect on the young Jack. Tytell notes that there is an unusual stress on morality in Kerouac’s fiction, which may stem to some extend from the impact of Gerard’s illness and which reinforced both the religious strain in Kerouac’s character and the bond between him and his mother. [14] Often, Tytell continues, the resolution in Kerouac’s work, as in Burroughs’ and less obviously in Ginsberg’s, is a drive for annihilation and death where traumatic ecstasies of birth will be finally recreated. One example of this can be found in the poem “Hymn:”

                        “Hymn” (appeal to God)
So whatever plan you have for me
                               Splitter of majesty
                               Make it short
                                               brief
                               Make it snappy
                                               bring me home to the Eternal Mother
                                               today
                               At your service anyway,
                                               (and until) [15]

Another example comes from Kerouac’s novel Big Sur, in which the character Duluoz cries out:

“O the sad music of it all, I’ve done it all, seen it all, done everything with everybody’ I say phone in hand ‘the whole world’s coming on like a high school sophomore eager to learn what he calls New things, mind you the same old sing-song truth of death…because the reason I yell death so much is because I’m really yelling life, because you can’t have death without life…” [16]

Death was also a distinct recurring theme in the lyrics of Jim Morrison. Rolling Stone critic Mikal Gilmore wrote that “Morrison seemed to understand that any generation so intent on giving itself permission to go as far as it could [with respect to drug use and sex, for instance] was also giving itself a license for destruction, and he seemed to gain both delight and affirmation from that understanding.”[17] The Doors’ drummer John Densmore notes the difference between Morrison’s lyrics and other contemporary bands: “while many of the [1960’s groups) such as… The Beatles and The Rolling Stones sang about peace and love, [Morrison] sang about life and death.”[18]
            Another very atypical topic in popular music that is very present in The Doors repertoire is that of the relation with parents, and more particular the story of Oedipus Rex. One of the most recognized Doors songs, “The End,” tells of the transformation of Jim Morrison into Oedipus Rex:

“The killer awoke before dawn, He put his boots on
He took a face from the ancient gallery, And walked on down the hall
He went into the room where his sister lived, and then he
Paid a visit to his brother, and then he
Walked on down the hall
And he came to a door, And he looked inside
Father?
Yes son?
I want to kill you
Mother?
I want to [fuck you]” [19]

Jim Morrison, in real life, also had a troubled relation with his parents. After his graduation at UCLA he broke off the contact with his family and was actually claiming for a long time in interviews that he was an orphan.[20] The Oedipus subject is also very important in Kerouac’s work and his life. In Naked Angels much is made of Kerouac’s rather distorted relation with his overbearing mother, Gabrielle Ange Kerouac. It is generally assumed that she dominated her son, and that much of his need for privacy and his suspicion of institutions can be traced to her influence. According to Tytell the tie between the two became extreme close after father Leo Kerouac died. Kerouac had “internalized an obligation to replace his father as provider and felt immense guilt about not being able to do so.”[21] Throughout his novels it becomes clear that Kerouac was indeed aware of the dysfunctional family relation and the influence his mother had over him. In his novel The Subterraneans, Leo Percipied, after losing Mardou Fox, has a vision of his mother protecting him:

“I saw bending over me the visage of my mother, with impenetrable eyes and moveless lips and round cheekbones and glasses that glinted and hid major parts of her expression which at first I thought was a vision of horror that I might shudder at, but it didn’t make me shudder--“ [22]

In Tristessa he writes:

“I’ve screwed everything up with the mama again, Oedipus Rex, I’ll tear out my eyes in the morning – San Francisco, New York, Padici, Medu, Mantua or anywhere, I’m always the King Sucker, who was made out to be the positional son in woman and man relationships, Ahh-gaaaaa—(Indian howl in the night, to campo-country sweet musica)—“King, bing, I’m aways in the way for momma and poppa—When am I gonna be poppa?[23]

            A third thematic connection between Jim Morrison and the Beat Generation was their idolization of nature and the wild frontier in general and Native American cultures as shining examples of this. In several Beat (related) works we can find this reference of more traditional lifestyles. In novels like On The Road and Holmes’ Go, the character often talk about traveling to Mexico, and in Kesey’s One Flew over the Cuckoo’s Nest Chief Bromden’s Native American background plays a large role in the story. The idea mostly seems to boil down to a form of the “Noble Savage” idea, respect for traditional ways of life that are closer to nature than we will ever be. Allen Ginsberg, in his article “A Definition of the Beat Generation,” mentions that “respect for land and indigenous peoples and creatures” are a typical Beat characteristic. “As proclaimed by Kerouac in his slogan from On The Road: “The Earth is an Indian thing.””[24] Native American culture also plays a large part in Morrison’s work. One story he often told, and which was made into the song “Dawn’s Highway,” tells of how he believes he has a Native American soul inside him.

“Indians scattered on dawn's highway bleeding. Ghosts crowd the young child's fragile eggshell mind. Me and my -ah- mother and father - and a grandmother and a grandfather - were driving through the desert, at dawn, and a truck load of Indian workers had either hit another car, or just - I don't know what happened - but there were Indians scattered all over the highway, bleeding to death. So the car pulls up and stops. That was the first time I tasted fear. I musta' been about four - like a child is like a flower, his head is just floating in the breeze, man. The reaction I get now thinking about it, looking back - is that the souls of the ghosts of those dead Indians...maybe one or two of 'em...were just running around freaking out, and just leaped into my
soul. And they're still in there.” [25]

Morrison often referred to himself a shaman, and his onstage performance would include shamanistic dances used to induce himself and the public into a state of trance (with the help of drugs). This persona Morrison called the “Lizard King.”

“I am the Lizard King
I can do anything
For seven years I dwelt
In the loose palace of exile
Tomorrow we enter the town of my birth” [26]

The desert had an important place in this image, as this was the place of exile, where one could find himself and attain higher states of awareness.[27]
In his Lizard King persona Morrison seemed to resemble Jack Kerouac on a personal level too. Tytell describes Kerouac as a figure of antithesis and contradiction, much like the both rebellious and poetic image Morrison created for himself. Kerouac fled west searching for the freedom and innocence of the lost frontier and to Mexico, a place distant and different from own culture, in much the same way the Lizard King used the dessert.[28] In several biographies it is noted that Kerouac’s On The Road was one of Morrison’s favorite books and Morrison identified himself strongly with the character of Dean Moriarty. Morrison was often heard citing the books last line: “I think of Dean Moriarty, I even think of Old Dean Moriarty the father we never found.” [29] Even in death Kerouac and Morrison seem to resemble each other. It was John Clellon Holmes who, in “The Great Rememberer” wrote: “And suddenly I felt, with a shiver, that Kerouac would not live much beyond forty. Such voracious appetites, such psychic vulnerability, such singleness of purpose, must ream a man out at the end, and the Kerouac I knew was as incapable of turning away from his own consuming consciousness, as he was of living for long once he had been burned out by it.”[30] This sentiment has been echoed by many of those close to Morrison. Michael McClure, for example, wrote: “Jim was a person who lived very intensely, so he was very happy and very unhappy from minute to minute. Just as they say love and hate go together, I would say life and death go together. I mean, accompanying a great awareness of death always goes a great sense of life. I know from talking to him that he never expected to live very long. He never said so directly, but I know those were his feelings.”[31]
When returning to the Ginsberg article mentioned before, “A Definition of the Beat Generation,” we can find a definite link between the characteristics of the Beats and the lyrics of Morrison. Next to the Native American theme, Ginsberg mentions the “liberation of the word from censorship,” a battle that The Doors definitely fought when defending the many allusions to drug use and, for example, the Oedipus part in “The End.” Furthermore, Ginsberg writes of the “evolution of rhythm and blues into rock and roll as a high art form as evidenced by (…) popular musicians influenced in the late fifties and sixties by Beat generation poets’ and writers’ work.” “Spiritual liberation” was also definitely a theme in Morrison’s music, though “women’s liberation” and “black liberation” probably not so much. In fact, several sources claim that Morrison was somewhat of a “casual” racist, a characteristic that may be traced to his southern roots.[32] Finally, there is the “opposition to the military-industrial machine civilization.” Morrison, probably in a way acting out against his own strict naval officer father, thrived on shocking the establishment.[33] Considering Ginsberg’s opinion on what made the Beat Generation, one can definitely see how Jim Morrison fits into this picture.
 Next to all the thematic similarities, probably both a matter of Morrison being inspired by Kerouac and others and coincidence, there was an actual real life connection between the Beats and Jim Morrison. Morrison befriended author and poet Michael McClure, a prominent member of the Beat Generation. Initially, McClure intended Morrison to be lead in a film adaptation of his controversial play “The Beard.” It was McClure that became interested in Morrison as a poet, and helped him get some of his poems published. Morrison had always strived towards being a poet.[34] McClure mentions: “Jim was very serious about being a poet, and he didn’t want to come in on top of being Jim-Morrison-the-big-rock-singer.” McClure, however, is adamant about the fact that Morrison already was an accomplished poet before McClure got involved with him, and that their relationship was not one of a teacher and student, but of equals. “I think that any two people who know each other closely probably influence each other. If I influenced him, he influenced me as well. It's hard to have a friend whose work you like where there's not some kind of mutual feedback.
It's perfectly obvious in reading this book that Jim already had his own style and that he was already his own person. As to his potential for growth - well, he started out so good that I don't know how much better he could've gotten. He started off like a heavyweight.”[35] When comparing some of both men’s work, one could indeed see that their styles complemented each other. McClure’s focus on nature and the animalistic tendencies in people, like the “animal poems” in the Ghost Tantras, resembles the idea of the Lizard King’s shamanistic performances or the way in which he would often roar out his lyrics or poems. The poem in which McClure describes a peyote trip is also very reminiscent of Morrison’s own drug experimentations and writing style. In the “Peyote Poem” he talks about the drug,
form of mescaline that can be found in the Californian desert, and which Jim Morrison also used as a way to expand his mind.

“Clear — the senses bright — sitting in the black chair — Rocker –
the white walls reflecting the color of clouds
moving over the sun. Intimacies! The rooms
not important — but like divisions of all space
of all hideousness and beauty. I hear
the music of myself and write it down
for no one to read. I pass fantasies as they
sing to me with Circe-Voices. I visit
among the peoples of myself and know all
I need to know
I KNOW EVERYTHING! I PASS INTO THE ROOM”[36]

Morrison’s style definitely resembles McClure’s, especially in this case, as Morrison also tackles the subject of drug use:

“I'll tell you this... No eternal reward will forgive us now For wasting the dawn. Back in those days everything was simpler and more confused One summer night, going to the pier I ran into two young girls The blonde one was called Freedom The dark one, Enterprise We talked and they told me this story Now listen to this... I'll tell you about Texas radio and the big beat Soft driven, slow and mad Like some new language Reaching your head with the cold, sudden fury of a divine messenger Let me tell you about heartache and the loss of god Wandering, wandering in hopeless night Out here in the perimeter there are no stars Out here we is stoned Immaculate.”[37]
           
In closing, I believe that there is a definite connection between Jim Morrison and the Beat Generation. Looking at other popular bands in their era, The Doors were certainly in a genre of their own. They were not part of the hippie movement and with unconventional themes in pop music, such as death, Oedipus Rex, and idolization of Native American culture and the desert, they are an exponent of the Beat Generation, and especially of Kerouac’s writing. Like the Beat Generation, The Doors were about rebellion. Jim Morrison represented the wild self-believing individuality of what Kerouac felt was the true American spirit.  And also, when seen through Allen Ginsberg’s ideas on what exactly the Beats were, The Doors are very much part of that genre, with a focus on fighting against censorship, the military complex, and for spiritual liberation and reference of native cultures. Jim Morrison as a person also had several remarkable traits on common with Kerouac, although it of course always remains to be seen how much of this was actually real and how much of it was a constructed image. Morrison for one, has shown to be a master of crafting images for himself (the story about the dead Native Americans on the high way, for example, is considered to be highly embellished by Morrison) and talked about being a fan of On The Road often. There is little denying, however that his drunken, wild man, riot inciting rock star persona had some “Dean Moriarty” to it. And the fact remains that there was a very direct line to the Beat Generation, in the form of friendship with Michael McClure. McClure himself mentions that Morrison already was an accomplished poet before the two met, and that the two had styles which complemented each other.





Bibliography

Davis, Stephen. Jim Morrison: Life, Death, Legend. Gotham, New York. 2005.
Doors, The. Absolutely Live. Elektra, July 1970.
Doors, The. The Doors. Elektra, January 1967.
Foster, Edward Halsey. Understanding The Beats. University of South Carolina Press, 1992.
Fowlie, Wallace. Rimbaud and Jim Morrison: The Rebel as Poet. Duke University Press, 1994.
Ginsberg, Allen. “A Definition of the Beat Generation” in Friction, 1 (Winter 1982), p. 50-52.
McClure, Michael. “Michael McClure Recalls an Old Friend” in Rolling Stone (Issue no. 88, August 5, 1971).
McClure, Michael. Peyote Poem. San Francisco: Wallace Berman. 1958.
Morrison, Jim & The Doors.  An American Prayer. Elektra, November 1978.[38]
Tytell, John. Naked Angels: the lives and literature of the Beat Generation. McGraw-Hill Book Company, New York, 1976.
Wolfe, Arnold S. “Notes on the Enduring Popularity of a Signature Doors Song” in The Journal of Communication Inquiry, 1999 vol:23 iss:1 p. 37-62.




[1] Edward Halsey Foster, Understanding The Beats, University of South Carolina Press, 1992, p.7-8.
[2]Ibid., p.7-8.
[3]Ibid.
[4]Ibid, p. 1.
[5]Foster, Understanding The Beats, p.4-5.
[6]Ibid, p. 2.
[7]Ibid, p. 8-9.
[8]Foster, Understanding The Beats, p. 11.
[9] Stephen Davis, Jim Morrison: Life, Death, Legend, Gotham, New York. 2005, p. 10-11.
[10] Davis, Jim Morrison: Life, Death, Legend. p. 57.
[11] Ibid. p. 99-125.
[12]Arnold S. Wolfe “Notes on the Enduring Popularity of a Signature Doors Song” in The Journal of Communication Inquiry,( 1999 vol:23 iss:1 p. 37-62) p. 56-57.
[13] Davis, Jim Morrison: Life, Death, Legend, p. 57-60.
[14]John Tytell. Naked Angels: the lives and literature of the Beat Generation. McGraw-Hill Book Company, New York, 1976, p. 55.
[15] Ibid., p. 206.
[16] Tytell, Naked Angels, p. 206.
[17] Arnold S. Wolfe “Notes on the Enduring Popularity of a Signature Doors Song,” p. 47.
[18] Ibid, p. 47.
[19] The Doors, “The End” on The Doors (Elektra, January 1967).
[20]Davis, Jim Morrison: Life, Death, Legend, p. 34-35.
[21]Tytell, Naked Angels, p. 54-55.
[22]Ibid, p. 204.
[23]Tytell, Naked Angels,, p. 204.
[24] Allen Ginsberg, “A Definition of the Beat Generation” in Friction, 1 (Winter 1982), p. 50-52.
[25] Jim Morrison & The Doors, “Dawn’s Highway” on An American Prayer (Elektra, November 1978).
[26] The Doors, “The Celebration of the Lizard” on Absolutely Live (Elektra, July 1970).
[27]Wallace Fowlie. Rimbaud and Jim Morrison: The Rebel as Poet. Duke University Press, 1994, p. 84-85.
[28] Tytell, Naked Angels, p. 52-53.
[29] Davis, Jim Morrison: Life, Death, Legend, p. 89.
[30] Tytell, Naked Angels, p. 206.
[31]Michael McClure. “Michael McClure Recalls an Old Friend” in Rolling Stone (Issue no. 88, August 5, 1971).
[32] Davis, Jim Morrison: Life, Death, Legend, p. 145-146.
[33] Ginsberg, “A Definition of the Beat Generation,” p. 50-52
[34] McClure. “Michael McClure Recalls an Old Friend.”
[35] McClure. “Michael McClure Recalls an Old Friend.”
[36] Michael McClure, Peyote Poem (San Francisco, Wallace Berman, 1958).
[37] Morrison “Stoned Immaculate” on An American Prayer.
[38] An American Prayer was originally just a work of poetry by Jim Morrison. The Audio version that I used was released several years later and included several songs and instrumental background music by The Doors. All original poems remained intact and are present on the audio version.